Comprehensive Mandate Letter Drafting for Financial Advisory EngagementComprehensive Mandate Letter Drafting for Financial Advisory Engagement
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Drafted a comprehensive Mandate Letter and Agreement for DCB Advisory Private Limited to formalize a financial advisory engagement for fund-raising on behalf of a real estate company. The document established the legal framework for the Second Party (financial advisor) to raise funds from PE firms, VC firms, and HNIs on behalf of the client.
Key provisions drafted and structured:
Success fee clause (2% on debt funds raised + GST)
Anti-circumvention clause with a 2-year lock-in period
Roles and responsibilities of the financial advisor and the company
Data Room creation and investor document submission framework
Confidentiality and NDA obligations
Director/promoter personal liability clause for fee defaults
Pro-rata fee payment on partial fund receipt
Standard boilerplate: remedies, severability, governing law (India, New Delhi jurisdiction), no-waiver, assignability, and authority clauses.
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