Global Financial Regulatory Transformation &

Global Financial Regulatory Transformation & Remediation Program

Core Forensic Team Member | Tier-1 Global Financial Institution Core Mandate Executed remediation program mandated by US/European regulators addressing high-priority findings within Financial Crime Compliance (FCC) framework Key Contributions • Forensic Look-Back Reviews: Performed retrospective analysis of complex transaction data to identify potential financial crime risks • KYC/AML Remediation: Led remediation of high-risk adherence gaps • Regulatory Assurance: Supported preparation of data artifacts/reports demonstrating institutional progress closing compliance deficiencies Outcome Played key role clearing backlog cases and validating bank’s compliance data integrity, directly supporting regulatory status stabilization.